-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pmz7HzyDqYP0hXP3gyKJbvxMt5wEw7vORvZob/XzUVvCQIwwVIbWxvfb8s0OD9vd Qnt1lYDoCD931tB+fDkBvw== 0001021408-01-504045.txt : 20010730 0001021408-01-504045.hdr.sgml : 20010730 ACCESSION NUMBER: 0001021408-01-504045 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010727 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATA SYSTEMS & SOFTWARE INC CENTRAL INDEX KEY: 0000880984 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222786081 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43070 FILM NUMBER: 1691032 BUSINESS ADDRESS: STREET 1: 200 RTE 17 CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 2015292026 MAIL ADDRESS: STREET 1: 200 ROUTE 17 CITY: MAHWAH STATE: NJ ZIP: 07430 FORMER COMPANY: FORMER CONFORMED NAME: DEFENSE SOFTWARE & SYSTEMS INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUTZMER HOWARD A CENTRAL INDEX KEY: 0001113126 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5550 OBERLIN DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8586221400 MAIL ADDRESS: STREET 1: 5550 OBERLIN DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 SC 13G 1 dsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DATA SYSTEMS & SOFTWARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 23788 7104 - -------------------------------------------------------------------------------- (CUSIP Number) July 18, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-l(b) [X] Rule 13d-(c) [_] Rule 13d-l(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the limitations of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 23788 7104 ----------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS' 1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Howard A. Gutzmer - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S. - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 158,074 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 485,286 See Note 1 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 158,074 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 485,286 See Note 1 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 643,360 See Note 1 - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (See Instructions) - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 9.36% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 12 IN - ------------------------------------------------------------------------------ Item I (a) Name of Issuer: Data Systems & Software, Inc. ----------------------------- Item I (b) Address of Issuer's Principal Executive Offices: 200 Route 17, Mahwah, New ------------------------- Jersey 07430-1243 - ----------------- Item 2(a) Name of Person Filing: Howard A. Gutzmer ----------------- Item 2(b) Address of Principal Business Office or, if none, Residence: 5550 Oberlin Drive, ------------------- San Diego, CA 92121 - ------------------- Item 2(c) Citizenship: U. S. ----- Item 2(d) Title of Class of Securities: Common Stock ------------ Page 2 of 4 Item 2(e) CUSIP Number: 23788 7104 --------------- Item 3 If this statement is filed pursuant to Rules 13d-l(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or Dealer registered under Section 15 of the Act (b) [_] Bank as defined in section 3(a)(6) of the Act (c) [_] Insurance company as defined in section 3(a)(19) of the Act (d) [ ] Investment company registered under section 8 of the Investment Company Act (e) [_] Investment adviser in accordance with (S)240.13d-I (b)(1)(ii)(E) (f) [_] Employee benefit plan or endowment fund in accordance with (S)240.13D- I (b)(1)(ii)(F) (g) [_] Parent Holding Company or control person, in accordance with (S)240.13d- I (b)(ii)(G) (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) [_] Group, in accordance with (S)240.13d-(b)(1)(ii)(J) Item 4. Ownership (a) Amount Beneficially Owned: 643,360 See Note 1 ------------------- (b) Percent of Class: 9.36% See Note 1 ----------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 158,074 ------- (ii) shared power to vote or to direct the vote 485,286 See Note 1 ------------------- (iii) sole power to dispose or to direct the disposition of 158,074 --------- (iv) shared power to dispose or to direct the disposition of 485,286 -------- See Note 1 ---------- Note 1 - Shared Voting and Dispositive Power includes shares which are beneficially owned by Howard Gutzmer and are held by: (i) The Gutzmer Family Trust U/A/D 1/12/96, Howard and Dorene Gutzmer, Trustees, which holds 403,560 shares; (ii) Gutzmer Enterprises, Ltd., a California limited partnership, for which KNX, Inc., a California corporation, is the general partner and Howard Gutzmer is the sole director of the general partner, which holds 22,100 shares; (iii) Dorene Gutzmer SSB IRA Rollover Custodian, which holds 12,000 shares; and (iv) Unlimited Systems Corp., Inc., a California corporation, of which Mr. Gutzmer is the majority shareholder and an officer and director, which holds 47,626 shares. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable -------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not --- Applicable - ---------- Page 3 of 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable -------------- Item 8. Identification and Classification of Members of the Group. Not --- Applicable - ---------- Item 9. Notice of Dissolution of Group. Not Applicable -------------- Item 10. Certification. By signing below I certify that, to the best of my -------------------------------------------------- knowledge and belief, the securities referred to above were not acquired and are - -------------------------------------------------------------------------------- not held for the purpose of or with the effect of changing or influencing the - ----------------------------------------------------------------------------- control of the issuer of the securities and were not acquired and are not held - ------------------------------------------------------------------------------ in connection with or as a participant in any transaction having that purpose or - -------------------------------------------------------------------------------- effect. - ------ Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 26, 2001 - ------------- /s/ Howard A. Gutzmer - ---------------------------------------------------- Signature Howard A. Gutzmer - ---------------------------------------------------- Howard A. Gutzmer Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----